Employee Benefit Plan Audits

Employee Benefit Plan Audits

Our EBP audits are easy on you.

Your employees highly value the benefit plan that you offer. They also rely on you to protect the assets and financial integrity of the plan and to ensure the necessary funds will be available to pay retirement, health, and other promised benefits.  

The U.S. Department of Labor conducts annual inspections of benefit plan reports and audit workpapers and assigns significant penalties to plan sponsors and plan fiduciaries for incomplete or inaccurate audit reports. 

With the significant amount of risk that comes with managing a benefit plan, you don’t want to take chances with an inexperience auditor.  James Moore, CPAs has the experience you need.

Our dedicated EBP service team members will explain the finer details of your plan and help ensure you meet your fiduciary responsibilities and protect the assets of your plan.  We provide guidance from plan design and implementation to ensuring plan compliances and investment management.  

Review our Employee Benefit Plan Solutions Brochure

James Moore Solution

Quality – We audit more employee benefit plans for companies located in north and central Florida than any other CPA firm.  Our dedicated EBP service team members receive EBP-specific training each year, and have experience auditing numerous types of plans.

Efficiency – Our EBP team members apply principles of Lean Six Sigma to each of our audits to maximize efficiencies in the process by eliminating non-value activities.  We offer you a unique look at your processes and make recommendations to improve performance.

Easy – We schedule our audits around your time and always deliver on time.  We also enjoy team member retention rates of 100% over the past 5 years and 71% over the past 10 years, so you’re not retraining your auditor every year.

Types of Plans

  • 401(k)
  • 403(b)
  • 401(a)
  • Defined benefit pension plans
  • Health and welfare plans

AICPA Employee Benefit Plan Audit Quality Center Member

The Employee Benefit Plan Audit Quality Center of the AICPA is a National Forum of CPA firms that demonstrate a commitment to high quality standards for employee benefit plan audits. As a member, James Moore & Co., P.L. adheres to the center’s strict requirements – assuring our clients receive the highest level of employee benefit plan audit quality.